• Our Portfolios

    A Three-Dimensional Approach

Dynamic and Risk-Managed Portfolios

Personal investing is all about building a portfolio of different buy/sell mechanisms to either take advantage of opportunities or protect against risks. If the goal of diversification is to smooth out returns, it’s my belief that simple portfolio allocation falls short. The value added from using a multiple-strategy, three-dimensional framework is what clients expect, but too few get offered that.

Opportunity Series
(Contrarian Method)

The Opportunity Series takes advantage of inefficiencies in the markets. It's common for quality companies to be mispriced from time to time creating favorable risk/reward ratios in pursuit of capital growth.

Contact us for a report.

Controlled Advanced Series
(Trend Based Method) 

The Controlled Advance Series adjust risk through changing market environments using a custom built multi-variable differential calculus methodology. This active investment system seeks suitable risk to a given investment environment to participate in bull markets while avoiding the bear markets.

Contact us for a report.

Prudent Investor Series
(Buy and Hold Method)

The Prudent Investor Series is your more traditional investment approach. This series of passive portfolio strategies is designed to be held for long duration's. No active buy-sell discipline is utilized in this series other than advantageous re-balancing over time.

Contact us for a report.
Opportunity Series

Models included in this series: 

Strategic Growth Opportunities (SGO)

This model portfolio takes advantage of inefficiencies in the markets. Occasionally, quality companies misprice, creating occasions for favorable risk/reward ratios in pursuit of growth.

Principal Investment and Risk Management Strategy

The (SGO) model is one of our proprietary portfolios. This individual stock strategy buys fundamentally robust Large or Mid-size companies when oversold, according to our custom-designed technical research. The portfolio sells when a stock reaches over-bought conditions. i.e., Buy stocks low and sell high with the help of mathematics and statistics. This aggressive strategy uses individual stocks with market caps greater than $2 billion. 

Strategy Highlights

Strategic – Data and statistics driven model using sophisticated formulas.

Growth – Seek out companies that have quality fundamentals.

Opportunities – Patiently wait for price anomalies and take advantage of value.

Principal Risks

As with any model that invests in stocks or bonds, the value of your investments will fluctuate over time and you may gain or lose money. (See attached firm brochure, Form ADV, for more risk disclosures) 


Past performance is no guarantee of future results and no strategy can assure success.
Interested in learning more?
Contact Us
Controlled Advance Series

Models included in this series: 

CA Equity Index Model (EINX)
CA Equity Income Model (EINC)
CA Fixed Income Model (FIM)
CA HY Core Fixed Income Model (HYC)

Principal Investment and Risk Management Strategy

The Controlled Advance Series adjusts risk through changing market environments by using a custom-built, multi-variable, differential calculus methodology. The Controlled Advancement system is a multi-duration, dynamic, active allocation strategy that adjusts risk independently for each position in the portfolio. Each portfolio position is evaluated daily and reallocated based on a three-point risk scale. This proactive system seeks suitable risk based on proprietary mathematical formulas applied to a given investment environment, seeking to participate in bull markets while avoiding the bear markets. 

Strategy Highlights

Process over opinion  – 

Diversification – 

Risk aware – 


The Controlled Advance models are risk-managed strategies. Therefore, at various times we will hold individual positions as cash. Also, we might use short-term fixed income holdings in place of cash or money market instruments.

Principal Risks

As with any model that invests in stocks or bonds, the value of your investments will fluctuate over time and you may gain or lose money. (See attached firm brochure, Form ADV, for more risk disclosures) 


Past performance is no guarantee of future results and no strategy can assure success.
Interested in learning more?
Contact Us
Prudent Investor Series

Models included in this series: 

Prudent Global Equity Model (PGE)
Prudent Diversified Fixed Income Model (PDFI)

Principal Investment and Risk Management Strategy

The Prudent Investor Series is your more traditional investment approach. This series of passive portfolio strategies is designed to be held for long durations. No active buy-sell discipline is utilized in this series other than advantageous rebalancing over time. 

Strategy Highlights

Dollar Cost Averaging  – 

Diversification – 

Tax Efficient  – 

Principal Risks

As with any model that invests in stocks or bonds, the value of your investments will fluctuate over time and you may gain or lose money. (See attached firm brochure, Form ADV, for more risk disclosures) 


Past performance is no guarantee of future results and no strategy can assure success.
Interested in learning more?
Contact Us